Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Evan Leppo is a financial advisor with over 40 years of experience in the industry. Larry has been registered with Wells Fargo Clearing Services, LLC since 2009, and has previously worked at A. G. EDWARDS & SONS, INC., JESUP, JOSEPHTHAL & CO., INC., JOSEPHTHAL & CO., INCORPORATED, SHEARSON LEHMAN HUTTON INC., L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC., SHEARSON LEHMAN BROTHERS INC., LEHMAN BROTHERS KUHN LOEB INCORPORATED and FIRST JERSEY SECURITIES, INC.. Larry holds Series 7, Series 63 and Series 66 licenses and is registered in 43 states. Larry specializes in providing financial planning and investment consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/10/2012 - Present
Wells Fargo Clearing Services, LLC (NAPLES FL)
FL
09/24/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NAPLES FL)
NA
05/29/1990 - 11/14/1990
JESUP, JOSEPHTHAL & CO., INC.
NA
01/29/1988 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
NA
08/19/1986 - 02/11/1988
SHEARSON LEHMAN HUTTON INC.
NA
01/10/1986 - 08/22/1986
L. F. ROTHSCHILD, UNTERBERG, TOWBIN, INC.
NA
10/10/1983 - 01/27/1986
SHEARSON LEHMAN BROTHERS INC.
NA
10/12/1983 - 06/27/1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
08/20/1981 - 05/23/1983
FIRST JERSEY SECURITIES, INC.
BOTH
Issued 12/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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