Unclaimed
Larry Mott is a financial advisor with Park Avenue Securities LLC and has been in the industry since 1990. Larry is registered to provide investment advice in 31 states and has a Series 6, 7, 24, 52TO, 63 and 66. Larry is a Registered Representative, Investment Advisor Representative and General Securities Principal. Larry's previous experience includes time spent at Metlife Securities Inc., ProEquities, Inc., and SagePoint Financial, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/30/2020 - Present
Park Avenue Securities LLC (HOUSTON TX)
TX
04/12/2013 - 08/01/2014
SAGEPOINT FINANCIAL, INC. (HOUSTON TX)
TX
11/15/2010 - 04/26/2013
PROEQUITIES, INC. (MISSOURI CITY TX)
TX
09/26/1990 - 11/30/2010
METLIFE SECURITIES INC. (HOUSTON TX)
FL
09/26/1990 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PENSACOLA FL)
BOTH
Issued 06/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 06/22/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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