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Larry Dwayne Stone

Advisors Asset Management, Inc.

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About Larry Dwayne Stone

Larry Dwayne Stone is a registered investment advisor representative with Advisors Asset Management, Inc. Larry has been in the financial industry since 1984. Larry currently holds a Series 63 license, a Series 65 license, and a Series 7 license. Larry has held previous positions with VOYA INVESTMENTS DISTRIBUTOR, LLC, STERNE, AGEE & LEACH, INC, VP DISTRIBUTORS INC, PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, DELAWARE DISTRIBUTORS, L.P., KEYPORT FINANCIAL SERVICES CORP., and SECURITY FIRST FINANCIAL, INC.. Larry's areas of specialization are as follows: investment company products, variable contracts, general securities, and direct participation programs. Larry has a background in finance and has the experience and knowledge to help clients achieve their financial goals.

Firm Information

Larry Stone is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Larry Stone’s Registration & Firm History

AL

03/23/2015 - Present

Advisors Asset Management, Inc. (BIRMINGHAM AL)

CT

03/10/2011 - 11/05/2014

VOYA INVESTMENTS DISTRIBUTOR, LLC (WINDSOR CT)

AL

12/11/2009 - 03/11/2011

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

CT

10/23/2000 - 09/16/2009

VP DISTRIBUTORS INC (HARTFORD CT)

NJ

08/20/1998 - 10/16/2000

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

PA

12/07/1993 - 08/12/1998

DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)

MA

11/03/1986 - 10/29/1993

KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)

NA

07/19/1984 - 10/22/1986

SECURITY FIRST FINANCIAL, INC.

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Licenses & Designations

IA

Issued 11/29/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/25/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1999

Series 7 - General Securities Representative Examination

BC

Issued 09/16/1985

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 07/18/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Larry Dwayne Stone.
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