Unclaimed
Larry Nix is a financial advisor registered with Edward Jones, a brokerage firm with offices throughout the United States. Larry has been in the financial industry since 2003 and has held registration with several firms. Larry holds a variety of licenses, including Series 6, Series 7, Series 63, and Series 66. Larry’s firm is a national brokerage and investment advisory firm with over 21,000 financial advisors nationwide. Larry offers a wide range of financial services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AL
09/21/2009 - Present
Edward Jones (HAMILTON AL)
AL
08/21/2003 - 07/29/2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HAMILTON AL)
BOTH
Issued 09/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2009
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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