Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Don Miller has been in the financial services industry since January 3, 1979. Larry is currently registered with Morgan Stanley in Chesterfield, MO and is also registered in Texas as a resident Investment Advisor. Larry previously worked at Morgan Stanley & Co. Incorporated, Citigroup Global Markets Inc., Lehman Brothers Inc. and Reinholdt & Gardner Incorporated. Larry has a Series 63 and Series 65 license in addition to a Series 5, Series 7, and SIE license. Larry is licensed in 36 states. Larry has 2 active Investment Advisor registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MO
06/01/2009 - Present
Morgan Stanley (Chesterfield MO)
MO
11/16/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHESTERFIELD MO)
MO
07/31/1993 - 11/30/2007
CITIGROUP GLOBAL MARKETS INC. (CHESTERFIELD MO)
NY
01/29/1979 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/02/1979 - 01/26/1979
REINHOLDT & GARDNER INCORPORATED
IA
Issued 07/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1981
Series 5 - Interest Rate Options Examination
BC
Issued 12/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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