Unclaimed
Larry Dennis Vignali is a registered representative with USQ Securities LLC. Larry has been in the securities industry since December 3, 2013 and has experience working with various firms such as NMS Capital Advisors, LLC, Enverra Capital LLC, JNK Securities Corp., PNC Funds Distributor, LLC, and Smith Barney Inc. Larry has a Series 7, Series 63, and SIE license. Larry is currently registered in New York and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/07/2020 - Present
USQ Securities LLC (New York NY)
DC
01/23/2018 - 12/31/2018
NMS CAPITAL ADVISORS, LLC. (Washington DC)
DC
03/02/2017 - 02/09/2018
ENVERRA CAPITAL LLC (WASHINGTON DC)
NY
03/10/2014 - 01/05/2016
JNK SECURITIES CORP. (NEW YORK NY)
DC
12/14/2012 - 02/22/2013
PNC FUNDS DISTRIBUTOR, LLC (WASHINGTON DC)
DC
01/04/2000 - 09/15/2000
SUCCESS TRADE SECURITIES, INC. (WASHINGTON DC)
NY
09/06/1995 - 09/17/1997
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 08/20/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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