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Larry Dennis Levy

THE Vertical Group

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About Larry Dennis Levy

Larry Dennis Levy is a registered representative with The Vertical Group. Larry has been in the financial services industry since 1976. Larry has held prior positions with firms including Elevation, LLC, Collins Stewart Inc., Tullett Liberty Securities Inc., Burlington Capital Markets Inc., Hamilton Partners Limited, Bradley, Woods & Co., Gruntal & Co., L.L.C., Balfour Securities Corporation, Bruns, Nordeman, Rea & Co., Source Securities Corporation, and Prescott, Ball & Turben. Larry has passed a number of industry exams, including the Series 63, Series 24, Series 57TO, SIE, Series 55, Series 3, Series 5, PC, Series 000, and Series 1. Larry holds registrations in Connecticut, New Jersey, New York, and Pennsylvania.

Firm Information

Larry Levy is currently registered with THE Vertical Group. THE Vertical Group is a Limited Liability Company formed on August 11, 2005. The firm is registered in 30 states and is approved to operate by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Larry Levy’s Registration & Firm History

NJ

06/03/2013 - Present

THE Vertical Group (RED BANK NJ)

NJ

05/07/2010 - 05/30/2013

ELEVATION, LLC (JERSEY CITY NJ)

NY

11/13/2006 - 04/09/2007

COLLINS STEWART INC. (NEW YORK NY)

NY

01/08/2005 - 12/05/2006

TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)

NY

05/01/2002 - 01/21/2005

BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)

NY

05/24/2001 - 02/15/2002

HAMILTON PARTNERS LIMITED (NEW YORK NY)

NY

06/17/1985 - 05/18/2001

BRADLEY, WOODS & CO. (NEW YORK NY)

NY

08/04/1982 - 12/14/1998

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NA

11/30/1981 - 08/12/1982

BALFOUR SECURITIES CORPORATION

NA

03/24/1977 - 09/04/1981

BRUNS, NORDEMAN, REA & CO.

NA

02/11/1977 - 04/10/1977

SOURCE SECURITIES CORPORATION

NA

10/18/1972 - 02/22/1977

PRESCOTT, BALL & TURBEN

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Licenses & Designations

BC

Issued 03/24/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/04/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/06/1986

Series 3 - National Commodity Futures Examination

BC

Issued 12/13/1982

Series 5 - Interest Rate Options Examination

BC

Issued 09/08/1977

PC - AMEX Put and Call Exam

BC

Issued 04/05/1973

Series 000 - General Securities Principal Examination

BC

Issued 10/12/1972

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Larry Dennis Levy.
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