Unclaimed
Larry Dennis Levy is a registered representative with The Vertical Group. Larry has been in the financial services industry since 1976. Larry has held prior positions with firms including Elevation, LLC, Collins Stewart Inc., Tullett Liberty Securities Inc., Burlington Capital Markets Inc., Hamilton Partners Limited, Bradley, Woods & Co., Gruntal & Co., L.L.C., Balfour Securities Corporation, Bruns, Nordeman, Rea & Co., Source Securities Corporation, and Prescott, Ball & Turben. Larry has passed a number of industry exams, including the Series 63, Series 24, Series 57TO, SIE, Series 55, Series 3, Series 5, PC, Series 000, and Series 1. Larry holds registrations in Connecticut, New Jersey, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
06/03/2013 - Present
THE Vertical Group (RED BANK NJ)
NJ
05/07/2010 - 05/30/2013
ELEVATION, LLC (JERSEY CITY NJ)
NY
11/13/2006 - 04/09/2007
COLLINS STEWART INC. (NEW YORK NY)
NY
01/08/2005 - 12/05/2006
TULLETT LIBERTY SECURITIES INC. (NEW YORK NY)
NY
05/01/2002 - 01/21/2005
BURLINGTON CAPITAL MARKETS INC. (NEW YORK NY)
NY
05/24/2001 - 02/15/2002
HAMILTON PARTNERS LIMITED (NEW YORK NY)
NY
06/17/1985 - 05/18/2001
BRADLEY, WOODS & CO. (NEW YORK NY)
NY
08/04/1982 - 12/14/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NA
11/30/1981 - 08/12/1982
BALFOUR SECURITIES CORPORATION
NA
03/24/1977 - 09/04/1981
BRUNS, NORDEMAN, REA & CO.
NA
02/11/1977 - 04/10/1977
SOURCE SECURITIES CORPORATION
NA
10/18/1972 - 02/22/1977
PRESCOTT, BALL & TURBEN
BC
Issued 03/24/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/06/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/13/1982
Series 5 - Interest Rate Options Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 04/05/1973
Series 000 - General Securities Principal Examination
BC
Issued 10/12/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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