Unclaimed
Larry Demar Boggs is a financial advisor with LPL Financial LLC, and has been in the industry since 1974. Larry is a registered representative and investment advisor representative in multiple states. Larry has been registered with Wells Fargo Clearing Services, LLC and First Union Capital Markets Corp. in the past. Larry has passed the Series 7TO, Series 10, Series 24, Series 31, Series 52TO, Series 63, Series 65, Series 9, Series 12, Series 4, Series 40, and Series 1 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/17/2021 - Present
LPL Financial LLC (CUMBERLAND MD)
MD
10/01/1999 - 06/21/2021
WELLS FARGO CLEARING SERVICES, LLC (CUMBERLAND MD)
NC
01/01/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
07/05/1974 - 01/01/1991
BUTCHER & SINGER INC.
IA
Issued 02/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/31/1980
Series 4 - Registered Options Principal Examination
BC
Issued 12/21/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/01/1977
PC - AMEX Put and Call Exam
BC
Issued 07/01/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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