Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Dean Watts is a financial advisor with over 40 years of experience in the industry. Larry has been registered with Stifel, Nicolaus & Company, Inc. since May 2016. Previously, Larry was a registered representative for Morgan Stanley. Larry holds a variety of licenses and certifications, including Series 7, 3, 9, 10, 63 and SIE. Larry is also a Certified Financial Planner. Larry is committed to providing his clients with personalized financial advice and guidance. Larry works with a range of clients, including individuals, families, and businesses. Larry specializes in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/12/2016 - Present
Stifel, Nicolaus & Company, Inc. (STOCKTON CA)
CA
06/01/2009 - 06/10/2016
MORGAN STANLEY (STOCKTON CA)
CA
02/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (STOCKTON CA)
CA
01/01/2008 - 02/07/2008
WACHOVIA SECURITIES, LLC (STOCKTON CA)
CA
12/03/1984 - 01/03/2008
A. G. EDWARDS & SONS, INC. (STOCKTON CA)
NA
01/19/1983 - 11/30/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 02/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/22/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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