Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Dean Smith is a registered representative with Harbour Investments, Inc. with over 30 years of experience in the financial services industry. Larry has been with Harbour Investments, Inc. since 1990. Before joining Harbour Investments, Inc., Larry worked for HYDRA SECURITIES CORPORATION and SOUTHMARK FINANCIAL SERVICES, INC.. Larry is licensed in Colorado, Illinois, Iowa, Minnesota, Montana, Tennessee and Wisconsin. Larry holds Series 7, 24, and 63 licenses and the SIE exam. Larry specializes in portfolio management for individuals and selection of other advisors. Harbour Investments, Inc. is a registered investment advisor with approximately $1 billion - $10 billion in assets under management. They have a team of 225 licensed agents, 206 investment adviser reps, and 228 registered representatives. Harbour Investments, Inc. provides financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/30/1990 - Present
Harbour Investments, Inc. (BARABOO WI)
NA
12/04/1985 - 03/30/1990
HYDRA SECURITIES CORPORATION
NA
05/12/1984 - 11/14/1985
SOUTHMARK FINANCIAL SERVICES, INC.
BC
Issued 04/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/07/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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