Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Dean Nielsen is a financial advisor with RBC Capital Markets, LLC, located in Edina, MN. Larry has been in the financial industry since 1982. Larry is registered with the state of Minnesota, along with other states including Arizona, California, Colorado, Florida, Iowa, Massachusetts, New Jersey, New Mexico, New York, North Carolina, Pennsylvania, Utah, and Wisconsin. Larry has experience working with various client types, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/20/2013 - Present
RBC Capital Markets, LLC (EDINA MN)
MN
06/01/2009 - 03/10/2011
MORGAN STANLEY SMITH BARNEY (BLOOMINGTON MN)
MN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BLOOMINGTON MN)
MN
06/12/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BLOOMINGTON MN)
NY
07/31/1993 - 06/28/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/27/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/22/1982 - 10/17/1983
DAIN, BOSWORTH INCORPORATED
IA
Issued 05/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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