Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Dean Frank is a financial advisor with over 24 years of experience in the industry. Larry Dean Frank is currently registered with RBC Capital Markets, LLC in Minnesota. Larry Dean Frank has also previously worked with WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO INVESTMENTS, LLC, WELLS FARGO SECURITIES INC. and DEAN WITTER REYNOLDS INC. Larry Dean Frank is a Series 63, 65, 7, 9, 10, 31 and SIE licensed individual. Larry Dean Frank is registered in Arkansas, Massachusetts, Minnesota, Montana, and Utah. Larry Dean Frank's specializations include: Retirement, College Savings, Estate Planning, Insurance, Mutual Funds, Annuities and Fixed Income.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/16/2022 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
01/03/2011 - 03/09/2022
WELLS FARGO CLEARING SERVICES, LLC (MINNEAPOLIS MN)
MN
11/02/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
05/09/2000 - 11/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
05/25/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
04/03/1998 - 06/01/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/05/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/03/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 04/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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