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Larry David Slabotsky

Kestra Investment Services, LLC

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About Larry David Slabotsky

Larry David Slabotsky is a financial advisor with Kestra Investment Services, LLC. Larry has been in the financial services industry since 1984. Larry's experience includes time with LPL Financial LLC, Invest Financial Corporation, Vestax Securities Corporation, Mutual Service Corporation, Equico Securities, Inc. and The Equitable Life Assurance Society of the United States. Larry is currently registered in 25 states and is a Series 6, Series 22 and Series 63 licensed professional with the FINRA.

Firm Information

Larry Slabotsky is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Larry Slabotsky’s Registration & Firm History

MI

05/05/2022 - Present

Kestra Investment Services, LLC (Troy MI)

MI

02/14/2018 - 05/13/2022

LPL FINANCIAL LLC (TROY MI)

MI

05/01/2003 - 02/14/2018

INVEST FINANCIAL CORPORATION (TROY MI)

OH

11/30/1990 - 05/12/2003

VESTAX SECURITIES CORPORATION (HUDSON OH)

MA

01/06/1988 - 12/05/1990

MUTUAL SERVICE CORPORATION (BOSTON MA)

NA

09/25/1984 - 03/07/1988

EQUICO SECURITIES, INC.

NA

10/11/1984 - 03/05/1988

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BC

Issued 10/09/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/07/1984

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Larry David Slabotsky. Review regulatory record here.
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