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Larry David Mazzoni

Maxim Financial Advisors LLC

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About Larry David Mazzoni

Larry Mazzoni is a financial advisor with over 28 years of experience. Larry is currently registered with Maxim Financial Advisors LLC. Larry has been with Maxim Financial Advisors LLC since August 2017. Larry is also a registered investment advisor with the states of New Jersey and New York. Larry is a highly experienced advisor who has helped many clients achieve their financial goals.

Firm Information

Larry Mazzoni is currently registered with Maxim Financial Advisors LLC. Maxim Financial Advisors LLC is an investment advisor registered with the SEC and located in NEW YORK, NY. They have 41 investment adviser representatives and manage approximately $371,163,779 in assets for 754 clients. The firm provides portfolio management services for individuals, businesses and pension plans. They also offer selection of other advisors services and participate in wrap fee programs.
Maxim Financial Advisors LLC

300 PARK AVE

NEW YORK, NY 10022

$371.16M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Larry Mazzoni’s Registration & Firm History

NY

07/29/2021 - Present

Maxim Financial Advisors LLC (Woodbury NY)

NY

12/06/2013 - 12/16/2013

NATIONAL SECURITIES CORPORATION (WESTBURY NY)

NY

10/29/1999 - 10/23/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NY

09/21/1994 - 10/29/1999

ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)

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Licenses & Designations

IA

Issued 02/27/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/30/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/17/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/05/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/27/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Larry David Mazzoni. Review regulatory record here.
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