Unclaimed
Larry Little has been in the financial services industry since 1969. Larry is currently registered as an Investment Advisor Representative with Huntleigh Advisors, Inc. Larry has extensive experience in the industry, holding a Series 65, Series 63, Series 24, Series 7TO, Series 3, and Series 1. Larry is also registered as a Broker-Dealer in multiple states and currently holds registrations in Arizona, Arkansas, Florida, Illinois, Indiana, Iowa, Kansas, Kentucky, Michigan, Mississippi, Missouri, New Hampshire, Ohio, Oklahoma, Pennsylvania, South Carolina, South Dakota, Texas, Washington, and Wisconsin. Larry has previously worked with firms such as CNL, INC., SBL PLANNING, INC., SECURITY DISTRIBUTORS, INC., BUSH AND COMPANY INCORPORATED, VAS-CO MONEY MANAGEMENT PLANS, INC., and THE STEADMAN CORPORATION OF AMERICA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
IL
01/14/2021 - Present
Huntleigh Advisors, Inc. (DWIGHT IL)
NA
12/08/1986 - 04/26/1988
CNL, INC.
NA
10/21/1983 - 01/14/1987
SBL PLANNING, INC.
NA
12/15/1981 - 01/12/1987
SECURITY DISTRIBUTORS, INC.
NA
08/23/1972 - 06/03/1973
BUSH AND COMPANY INCORPORATED
NA
10/07/1971 - 10/11/1972
VAS-CO MONEY MANAGEMENT PLANS, INC.
NA
07/22/1969 - 11/06/1971
THE STEADMAN CORPORATION OF AMERICA
IA
Issued 04/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/13/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/1986
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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