Unclaimed
Larry Dale Brasel is an investment advisor representative at Cambridge Investment Research Advisors, Inc. Larry has been in the financial services industry since April 6, 1993. Larry is registered to provide investment advisory services in Texas. Larry previously worked at Woodbury Financial Services, Inc., WMA Securities, Inc., Walnut Street Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. Larry is licensed to sell securities in North Carolina, Oklahoma, and Texas. Larry has passed the Series 6, 7, 63, and 65 exams. Larry's specializations include investment advisory services, financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
07/13/2009 - Present
Cambridge Investment Research Advisors, Inc. (DALLAS TX)
TX
03/18/1999 - 07/14/2009
WOODBURY FINANCIAL SERVICES, INC. (DALLAS TX)
GA
01/03/1996 - 12/31/1997
WMA SECURITIES, INC. (DULUTH GA)
CA
03/04/1992 - 12/31/1995
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MA
01/20/1992 - 03/11/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/20/1992 - 03/11/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 08/30/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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