Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Clifford Dogs is an investment advisor representative who has been working in the financial industry since February 1992. Larry is currently registered with Gradient Securities, LLC and has been with the firm since January 2014. Larry is also registered as an Investment Advisor Representative in Illinois, Pennsylvania, Washington and Wisconsin. In addition to Gradient Securities, Larry has held previous positions with ONEAMERICA SECURITIES, INC., PRINCOR FINANCIAL SERVICES CORPORATION and THRIVENT INVESTMENT MANAGEMENT INC. Larry holds the following securities licenses: Series 6, 7, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
WI
02/05/2015 - Present
Gradient Securities, LLC (MAYVILLE WI)
WI
01/03/2011 - 01/23/2014
ONEAMERICA SECURITIES, INC. (MAYVILLE WI)
WI
02/01/2005 - 12/31/2010
PRINCOR FINANCIAL SERVICES CORPORATION (MAYVILLE WI)
MN
02/24/1992 - 02/03/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
IA
Issued 06/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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