Unclaimed
Larry Carroll is a financial advisor with over 30 years of experience in the financial industry. Larry is currently registered with Wealth Enhancement Advisory Services, LLC, which has offices in Rock Hill, SC and Plymouth, MN. Previously, Larry was a registered representative of Cetera Advisor Networks LLC, Keogler, Morgan & Company, Inc., and FSC Securities Corporation. Larry specializes in working with individuals, high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses. He is also a registered investment advisor in Louisiana, North Carolina, South Carolina and Texas. Larry offers financial planning services, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
SC
12/01/2021 - Present
Wealth Enhancement Advisory Services, LLC (Rock Hill SC)
NC
07/18/1994 - 11/24/2020
CETERA ADVISOR NETWORKS LLC (CHARLOTTE NC)
GA
08/22/1985 - 07/18/1994
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
12/24/1981 - 08/29/1985
FSC SECURITIES CORPORATION
BC
Issued 03/16/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
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