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Larry Carroll

Wealth Enhancement Advisory Services, LLC

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About Larry Carroll

Larry Carroll is a financial advisor with over 30 years of experience in the financial industry. Larry is currently registered with Wealth Enhancement Advisory Services, LLC, which has offices in Rock Hill, SC and Plymouth, MN. Previously, Larry was a registered representative of Cetera Advisor Networks LLC, Keogler, Morgan & Company, Inc., and FSC Securities Corporation. Larry specializes in working with individuals, high-net-worth individuals, pension and profit-sharing plans, and corporations or other businesses. He is also a registered investment advisor in Louisiana, North Carolina, South Carolina and Texas. Larry offers financial planning services, pension consulting, educational seminars, and selection of other advisors.

Firm Information

Larry Carroll is currently registered with Wealth Enhancement Advisory Services, LLC. Wealth Enhancement Advisory Services, LLC is a financial advisor based in Plymouth, Minnesota, with over 600 employees and over $72 billion in assets under management. They offer financial planning, pension consulting, and portfolio management services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. They also provide educational seminars and select other advisors.
Wealth Enhancement Advisory Services, LLC

505 NORTH HWY 169

PLYMOUTH, MN 55441

$72.02B

Assets Under Management

177

Total Clients

643

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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erisa 3(38) investment manager

Erisa 3(38) investment manager

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees received from third party investment advisors

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Larry Carroll’s Registration & Firm History

SC

12/01/2021 - Present

Wealth Enhancement Advisory Services, LLC (Rock Hill SC)

NC

07/18/1994 - 11/24/2020

CETERA ADVISOR NETWORKS LLC (CHARLOTTE NC)

GA

08/22/1985 - 07/18/1994

KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)

NA

12/24/1981 - 08/29/1985

FSC SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 03/16/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/07/1984

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Larry Carroll. Review regulatory record here.
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