Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Byron Nichols is a financial advisor with over 30 years of experience in the industry. Larry has been associated with Wells Fargo Clearing Services, LLC since February 2012, and previously worked with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Larry holds a variety of licenses and certifications, including Series 7, Series 31, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/29/2018 - Present
Wells Fargo Clearing Services, LLC (WINTER PARK FL)
FL
06/01/2009 - 03/23/2012
MORGAN STANLEY SMITH BARNEY (WINTER PARK FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WINTER PARK FL)
FL
08/25/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WINTER PARK FL)
MA
01/01/1998 - 09/06/2000
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
03/20/1995 - 01/01/1998
NATIONSSECURITIES
CA
09/08/1993 - 02/28/1995
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
08/31/1992 - 06/18/1993
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
FL
03/24/1990 - 06/22/1992
DELTA FIRST FINANCIAL, INC. (ALTAMONTE SPRINGS FL)
NA
02/24/1990 - 03/23/1990
JONATHAN ALAN & CO., INC.
NY
05/23/1989 - 02/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 07/02/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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