Unclaimed
Larry Bernard Hughes has been in the securities industry since September 30, 1994. Larry is currently registered with Osaic Advisory Services, LLC and has been with this firm since October 2024. Previously, Larry was registered with Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Smith Barney Inc. and First Investors Corporation. Larry has experience in providing investment advice to high-net-worth individuals, corporations and other businesses, pension and profit sharing plans, charitable organizations, and individuals other than high-net-worth. Larry is a registered investment advisor representative in California, New York, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
10/29/2024 - Present
Osaic Advisory Services, LLC (ATLANTA GA)
NJ
08/01/2003 - 02/02/2007
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
NY
09/09/1997 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
03/07/1995 - 05/09/1997
SMITH BARNEY INC. (NEW YORK NY)
NJ
07/31/1992 - 05/05/1993
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 08/11/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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