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Larry Bernard Hughes

Osaic Advisory Services, LLC

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About Larry Bernard Hughes

Larry Bernard Hughes has been in the securities industry since September 30, 1994. Larry is currently registered with Osaic Advisory Services, LLC and has been with this firm since October 2024. Previously, Larry was registered with Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Smith Barney Inc. and First Investors Corporation. Larry has experience in providing investment advice to high-net-worth individuals, corporations and other businesses, pension and profit sharing plans, charitable organizations, and individuals other than high-net-worth. Larry is a registered investment advisor representative in California, New York, and South Carolina.

Firm Information

Larry Hughes is currently registered with Osaic Advisory Services, LLC. Osaic Advisory Services, LLC is an independent financial advisor located in Atlanta, GA. The firm provides financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and charitable organizations. With over 760 investment adviser representatives, the firm manages over $4.9 billion in assets for clients. The firm participates in a wrap fee program and is registered with the SEC.
Osaic Advisory Services, LLC

2300 WINDY RIDGE PARKWAY

ATLANTA, GA 30339

$4.94B

Assets Under Management

55

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Larry Hughes’s Registration & Firm History

GA

10/29/2024 - Present

Osaic Advisory Services, LLC (ATLANTA GA)

NJ

08/01/2003 - 02/02/2007

WALNUT STREET SECURITIES, INC. (ISELIN NJ)

NY

09/09/1997 - 08/01/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NY

03/07/1995 - 05/09/1997

SMITH BARNEY INC. (NEW YORK NY)

NJ

07/31/1992 - 05/05/1993

FIRST INVESTORS CORPORATION (EDISON NJ)

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Licenses & Designations

BC

Issued 08/11/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2005

Series 7 - General Securities Representative Examination

BC

Issued 07/30/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Larry Bernard Hughes. Review regulatory record here.
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