Unclaimed
Larry Lazelle Harper is an investment advisor representative with Oppenheimer & Co. Inc. Larry has been in the industry since 1976. Larry has a long history of working with a variety of firms. Prior to joining Oppenheimer & Co. Inc., Larry worked with Janney Montgomery Scott LLC. Larry is registered with both FINRA and the state of New York. Larry holds Series 65, Series 63, SIE, PC, Series 5, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
04/08/1999 - 08/07/2008
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
MA
07/29/1994 - 03/17/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NC
01/01/1991 - 07/26/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
09/22/1988 - 01/01/1991
BUTCHER & SINGER INC.
NA
11/21/1983 - 10/17/1988
PRUDENTIAL-BACHE SECURITIES INC.
NA
07/20/1982 - 11/21/1983
MABON, NUGENT & CO.
NA
11/08/1979 - 03/17/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/18/1978 - 09/26/1979
LOEB PARTNERS
NA
01/04/1977 - 01/18/1978
LOEB RHOADES & CO. INC.
NA
03/01/1976 - 01/04/1977
LOEB, RHOADES & CO. INC.
IA
Issued 8/2/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/30/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/9/1985
PC - AMEX Put and Call Exam
BC
Issued 10/16/1981
Series 5 - Interest Rate Options Examination
BC
Issued 2/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Larry Harper is the right advisor for you? Invested Better is here to help.
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.