Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Kaufman is a financial advisor who has been in the industry since 1996. Larry is currently registered with Fidelity Personal and Workplace Advisors and has been with the firm since December of 2021. Before Fidelity, Larry worked at Wells Fargo Clearing Services, LLC. Larry offers a range of financial services including financial planning, educational seminars, and portfolio management. Larry holds Series 6, 7, 63, and 66 licenses and is registered in all 50 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
01/19/2022 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
CA
04/16/2019 - 12/20/2021
WELLS FARGO CLEARING SERVICES, LLC (SANTA CLARA CA)
GA
01/22/1996 - 12/31/1997
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 05/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Larry Kaufman is the right advisor for you? Invested Better is here to help.
