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Larry Allen Hammonds

Stifel, Nicolaus & Company, Inc.

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About Larry Allen Hammonds

Larry Allen Hammonds is a financial advisor with over 30 years of experience in the industry. Larry Allen Hammonds is currently registered with Stifel, Nicolaus & Company, Inc. in North Carolina and Texas. Larry Allen Hammonds is also registered as an investment advisor in North Carolina and Texas. Prior to joining Stifel, Nicolaus & Company, Inc., Larry Allen Hammonds was employed by Wells Fargo Clearing Services, LLC, Wachovia Securities, Inc., and Wachovia Brokerage Service. Larry Allen Hammonds holds several securities licenses, including Series 6, 7, 9, 10, 63, 65 and 72. Larry Allen Hammonds specializes in providing financial planning services, portfolio management for individuals, businesses, and pooled investment vehicles, and pension consulting. Larry Allen Hammonds offers educational seminars and helps clients with the selection of other advisors. Larry Allen Hammonds has a broad range of experience and knowledge that he can use to help his clients achieve their financial goals.

Firm Information

Larry Hammonds is currently registered with Stifel, Nicolaus & Company, Inc.. Stifel, Nicolaus & Company, Inc. is a corporation headquartered in ST LOUIS, MO, United States. Founded in 1900, the firm provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. With over 5,000 registered representatives and $149.2 billion in regulatory assets under management, the firm serves a wide range of clients including high-net-worth individuals, corporations, and institutional investors.
Stifel, Nicolaus & Company, Inc.

501 N BROADWAY

ST LOUIS, MO 63102

$149.25B

Assets Under Management

Not reported

Total Clients

4,272

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Larry Hammonds’s Registration & Firm History

NC

11/07/2019 - Present

Stifel, Nicolaus & Company, Inc. (Greensboro NC)

NC

06/15/2002 - 11/13/2019

WELLS FARGO CLEARING SERVICES, LLC (GREENSBORO NC)

NC

02/14/2000 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NC

08/25/1986 - 02/14/2000

WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)

NA

04/26/1983 - 09/11/1984

FIRST AMERICAN NATIONAL SECURITIES, INC.

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Licenses & Designations

IA

Issued 09/16/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/12/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/30/2004

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

BC

Issued 04/22/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Larry Allen Hammonds.
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