Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Galia has over 20 years of experience in the financial services industry. Larry is a registered representative with Cetera Investment Advisers LLC, and has previously held positions with QA3 FINANCIAL CORP., RBC CAPITAL MARKETS CORPORATION, A. G. EDWARDS & SONS, INC., and UBS PAINEWEBBER INC. Larry holds the Series 66, Series 7, and SIE licenses. Larry specializes in providing financial planning, portfolio management, and pension consulting services to individual clients and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL DORADO HILLS CA)
CA
05/27/2009 - 02/11/2011
QA3 FINANCIAL CORP. (EL DORADO HILLS CA)
CA
09/16/2005 - 05/08/2009
RBC CAPITAL MARKETS CORPORATION (EL DORADO HILLS CA)
MO
05/15/2003 - 09/26/2005
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
11/07/2000 - 06/03/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 11/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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