Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larry? Claim Your ProfileLarry Alan Schwartzman is a registered investment advisor with Oppenheimer & Co. Inc. Larry has been in the industry since 1984 and has worked for several firms including Wells Fargo Clearing Services, LLC, Ferris, Baker Watts Incorporated, Citigroup Global Markets Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Larry has passed the Series 3, 7, and 63 exams as well as the SIE and Series 65 exams. Larry currently holds registrations for the state of District of Columbia and Maryland as well as several other states for the Broker-Dealer scope. Larry is a specialist in several financial planning areas including retirement planning, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
DC
08/13/2024 - Present
Oppenheimer & Co. Inc. (WASHINGTON DC)
DC
02/02/2007 - 10/01/2018
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
DC
12/08/2004 - 02/05/2007
FERRIS, BAKER WATTS INCORPORATED (WASHINGTON DC)
NY
07/31/1993 - 12/15/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/21/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 03/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1984
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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