Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larissa? Claim Your ProfileLarissa Anna Poindexter has been in the financial services industry since 1985. Larissa is currently a registered representative with Oppenheimer & Co. Inc. in Houston, Texas. Larissa has been with Oppenheimer & Co. Inc. since April 2009. Prior to joining Oppenheimer & Co. Inc., Larissa was registered with LPL Financial Corporation, Raymond James & Associates, Inc., UBS Financial Services Inc. and Salomon Smith Barney Inc., among others. Larissa holds Series 7, Series 22, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
05/01/2009 - Present
Oppenheimer & Co. Inc. (HOUSTON TX)
TX
04/16/2004 - 04/20/2009
LPL FINANCIAL CORPORATION (HOUSTON TX)
FL
06/06/2003 - 04/21/2004
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
02/12/1999 - 06/27/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/23/1992 - 02/22/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
TX
03/25/1991 - 10/05/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
05/06/1986 - 03/25/1991
FIRST CITY BROKERAGE COMPANY
NA
03/06/1986 - 07/17/1987
FIRST AMERIGROUP SECURITIES, INC.
NA
09/24/1985 - 11/25/1985
SHEARSON LEHMAN BROTHERS INC.
NA
09/24/1984 - 07/24/1985
SYNCHRONICITY INVESTMENTS, INC.
IA
Issued 03/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/05/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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