Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Larisa? Claim Your ProfileLarisa Sharockman is a financial advisor at Citigroup Global Markets Inc. Larisa has been in the financial services industry since June 1996 and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Prior to joining Citigroup Global Markets Inc., Larisa worked at Wells Fargo Advisors Financial Network, LLC and Charles Schwab & Co., Inc. Larisa holds a number of licenses and certifications, including Series 7, Series 10, Series 24, and Series 66. Larisa is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
10/11/2022 - Present
Citigroup Global Markets Inc. (O'Fallon MO)
MO
12/09/2014 - 05/24/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
12/09/2014 - 05/24/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
07/07/2009 - 10/14/2013
CHARLES SCHWAB & CO., INC. (CHESTERFIELD MO)
IL
11/28/2007 - 02/19/2009
FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)
IL
12/08/2005 - 11/16/2007
HARRIS INVESTOR SERVICES, INC. (LAKE FOREST IL)
NJ
07/11/2005 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
NE
11/30/2004 - 06/27/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
TX
05/19/1999 - 11/29/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CT
01/10/1997 - 04/14/1999
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
MO
03/29/1995 - 11/20/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 04/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 04/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/13/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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