Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laree? Claim Your ProfileLaree Kennedy is an active investment advisor representative with LPL Financial LLC. Laree has been in the industry since 1998, working previously with ProEquities, Inc., Brookline Group, LLC, Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., MetLife Securities Inc., MML Investors Services, Inc., AXA Advisors, LLC, and Southtrust Securities, Inc. Laree holds several professional licenses including Series 7, 63, 65, 4, 14, 52TO and Series 53. Laree is registered with the states of Alabama, Georgia, and Mississippi to provide investment advisory services. In addition to being a financial advisor with LPL Financial LLC, Laree also works as a Financial Institution Duty/ Investment Products Risk & Compliance Manager for Cadence Bank.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
10/15/2019 - Present
LPL Financial LLC (BIRMINGHAM AL)
AL
12/27/2018 - 09/06/2019
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
08/13/2012 - 12/31/2018
BROOKLINE GROUP, LLC (BIRMINGHAM AL)
AL
09/06/2011 - 08/28/2012
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
09/06/2011 - 08/28/2012
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
01/22/2009 - 09/15/2011
METLIFE SECURITIES INC. (BIRMINGHAM AL)
AL
04/18/2007 - 11/25/2008
MML INVESTORS SERVICES, INC. (BIRMINGHAM AL)
AL
07/25/2000 - 03/24/2007
AXA ADVISORS, LLC (BIRMINGHAM AL)
AL
08/20/1997 - 03/09/2000
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
IA
Issued 08/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/06/2005
Series 4 - Registered Options Principal Examination
BC
Issued 08/21/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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