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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Laraine? Claim Your ProfileLaraine Henry is a financial advisor at UBS Financial Services Inc., where she has been working since February 2020. Prior to that, Laraine worked at UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO, FORESIDE FUND SERVICES, LLC, ALPS DISTRIBUTORS, INC., and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC. Laraine has a broad range of experience in the financial services industry and holds the Series 7, Series 24 and SIE licenses. Laraine focuses on providing investment advice and financial planning services to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/11/2020 - Present
UBS Financial Services Inc. (Weehawken NJ)
PR
04/12/2021 - 08/30/2021
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
NY
12/16/2014 - 12/20/2019
FORESIDE FUND SERVICES, LLC (New York NY)
NY
04/04/2013 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/02/2009 - 02/07/2013
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
BC
Issued 11/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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