Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lara? Claim Your ProfileLara Elizabeth Castleton is a registered representative with Janus Henderson Distributors US LLC. Lara has been in the financial services industry since June 8, 2012, and has held prior positions with WELLS FARGO SECURITIES, LLC and PIPER JAFFRAY & CO. Lara is licensed in California and Colorado. Lara has passed the Series 7, Series 52, Series 63 and Series 79 exams. Lara is also qualified to provide investment advice for the Series SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
06/03/2016 - Present
Janus Henderson Distributors US LLC (DENVER CO)
CO
07/16/2012 - 05/25/2016
WELLS FARGO SECURITIES, LLC (DENVER CO)
CO
05/14/2012 - 06/28/2012
PIPER JAFFRAY & CO. (DENVER CO)
BC
Issued 08/01/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/23/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/11/2012
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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