Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lara? Claim Your ProfileLara Caroline Graham is a registered representative with Neuberger Berman BD LLC. Lara has been in the securities industry since 2017. Prior to joining Neuberger Berman, Lara worked at Morgan Stanley & Co. LLC. Lara has passed the Series 66, Series 7TO, SIE, and Series 79 exams. Lara specializes in portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
11/22/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
CA
09/02/2017 - 08/06/2019
MORGAN STANLEY & CO. LLC (LOS ANGELES CA)
BOTH
Issued 11/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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