Unclaimed
Lanh Viet Bui is a financial advisor with Nylife Securities LLC. Lanh has over 10 years of experience in the financial services industry. Lanh is registered to provide securities services in California, Nevada, and Texas. Lanh holds the following licenses and certifications: Series 63, Series 66, Series 7, SIE, and Series 7TO. Lanh has held prior positions at Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/16/2020 - Present
Nylife Securities LLC (ELK GROVE CA)
CA
01/03/2011 - 02/12/2013
WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)
CA
07/28/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ELK GROVE CA)
MN
12/15/2004 - 09/13/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/15/2004 - 09/13/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 06/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/31/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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