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Lanh Viet Bui

Nylife Securities LLC

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About Lanh Viet Bui

Lanh Viet Bui is a financial advisor with Nylife Securities LLC. Lanh has over 10 years of experience in the financial services industry. Lanh is registered to provide securities services in California, Nevada, and Texas. Lanh holds the following licenses and certifications: Series 63, Series 66, Series 7, SIE, and Series 7TO. Lanh has held prior positions at Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, Ameriprise Financial Services, Inc., and IDS Life Insurance Company.

Firm Information

Lanh Bui is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lanh Bui’s Registration & Firm History

CA

03/16/2020 - Present

Nylife Securities LLC (ELK GROVE CA)

CA

01/03/2011 - 02/12/2013

WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)

CA

07/28/2006 - 01/03/2011

WELLS FARGO INVESTMENTS, LLC (ELK GROVE CA)

MN

12/15/2004 - 09/13/2005

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

12/15/2004 - 09/13/2005

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 06/13/2020

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 12/31/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/16/2020

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/14/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lanh Viet Bui.
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