Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lanh? Claim Your ProfileLanh Nguyen is a financial advisor with J.P. Morgan Securities LLC, a firm with over $50 billion in assets under management. Lanh has been in the industry since 1999 and specializes in investments, financial planning, and portfolio management. Lanh Nguyen is registered in all states as an Investment Advisor Representative (IAR) and is also registered with FINRA. Lanh worked previously with Stifel, Nicolaus & Company, Incorporated and Barclays Capital Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
03/14/2023 - Present
J.p. Morgan Securities LLC (DALLAS TX)
TX
12/04/2015 - 11/17/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (DALLAS TX)
TX
08/03/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (DALLAS TX)
TX
09/27/2007 - 08/30/2012
CREDIT SUISSE SECURITIES (USA) LLC (DALLAS TX)
TX
08/08/2005 - 09/27/2007
DEUTSCHE BANK SECURITIES INC. (DALLAS TX)
NY
01/13/2001 - 01/13/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
07/02/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
TX
02/03/1997 - 04/24/1998
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BOTH
Issued 10/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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