Unclaimed
Langston Wilcox Turner is a financial advisor with UBS Financial Services Inc., with over 15 years of experience in the industry. Langston Wilcox Turner has been registered with FINRA since 2001 and is currently licensed in multiple states. In the past, Langston Wilcox Turner worked with firms such as Credit Suisse Securities (USA) LLC, Invesco Distributors, Inc. and Smith Barney Inc. Langston Wilcox Turner specializes in investment advisory services, financial planning, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
11/16/2015 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
06/09/2010 - 12/15/2015
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
TX
10/26/2009 - 06/07/2010
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
TX
12/07/2007 - 03/26/2009
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
NY
12/08/2003 - 12/07/2007
AT INVESTOR SERVICES, INC. (NEW YORK NY)
NY
10/18/2001 - 04/24/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
10/30/1995 - 12/13/1995
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 08/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2001
Series 3 - National Commodity Futures Examination
BC
Issued 10/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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