Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Langston? Claim Your ProfileLangston Said Mallouky is a financial advisor registered with UBS Financial Services Inc. based in Charlotte, NC. Langston has been in the financial services industry since August 2015. Before joining UBS Financial Services Inc., Langston was employed by VANGUARD MARKETING CORPORATION. Langston is licensed in several states to provide investment advice and securities brokerage services. Langston has passed several industry exams including the Series 63, Series 65, Series 7 and the Series 10. Langston is also registered with the state of Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
01/03/2024 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
08/03/2015 - 09/25/2018
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 11/13/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/28/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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