Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lane? Claim Your ProfileLane Scott Swisher is a financial advisor currently registered with Lasalle St. Investment Advisors, LLC, which is based in Elmhurst, Illinois. Lane Swisher has been working in the financial industry since September 13, 1993. Lane Swisher has served as an advisor at Southwest Securities, Inc., LPL Financial LLC, and Morgan Stanley DW Inc. Lane Swisher holds the Series 3, Series 7, Series 10, Series 9, and Series 63 securities licenses. Lane Swisher is also registered as an Investment Advisor Representative in Oklahoma and New Mexico. Lane Swisher specializes in financial planning, portfolio management, and pension consulting. Lane Swisher works with individual investors, high-net-worth individuals, corporations or other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
01/03/2023 - Present
Lasalle ST. Investment Advisors, LLC (Oklahoma City OK)
OK
03/04/2011 - 12/03/2014
LPL FINANCIAL LLC (OKLAHOMA CITY OK)
OK
10/01/2004 - 03/15/2011
SOUTHWEST SECURITIES, INC. (OKLAHOMA CITY OK)
NY
09/14/1993 - 10/06/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/05/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/15/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1993
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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