Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lane? Claim Your ProfileLane Oren Strumlauf is a financial advisor registered with UBS Financial Services Inc. Lane has been in the financial services industry for over 30 years, having started his career in 1992. Lane currently holds Series 3, 7, 10, 24, 63, and 65 licenses, as well as the SIE. Lane previously worked for Citigroup Global Markets Inc., Prudential Securities Incorporated, Paine Webber Incorporated, Smith Barney Shearson Inc., and Lehman Brothers Inc. Lane has a wide range of experience in the financial services industry, specializing in providing financial advice to individuals, corporations, and other businesses. Lane is registered to provide services in 53 states and has a client base of over 1 million.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
08/28/2007 - Present
UBS Financial Services Inc. (PONTE VEDRA BEACH FL)
FL
10/10/2000 - 09/06/2007
CITIGROUP GLOBAL MARKETS INC. (PLANTATION FL)
NY
02/24/1995 - 11/02/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
05/11/1994 - 03/24/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/31/1993 - 03/08/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
06/11/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/07/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 11/03/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1998
Series 3 - National Commodity Futures Examination
BC
Issued 06/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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