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Landon C Swann

Nationwide Investment Services Corp.

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About Landon C Swann

Landon Swann is a financial professional with Nationwide Investment Services Corp. Landon has been in the financial industry since 2019. Landon is registered with FINRA, and holds licenses for Series 7, 63, and SIE exams. Landon is currently registered in 11 states and is a member of FINRA.

Firm Information

Landon Swann is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Landon Swann’s Registration & Firm History

AZ

01/20/2022 - Present

Nationwide Investment Services Corp. (Scottsdale AZ)

NE

12/09/2019 - 12/22/2021

PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)

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Licenses & Designations

BC

Issued 02/03/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/09/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/14/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Landon C Swann.
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