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Landon Brett Matkins

Smbc Nikko Securities America, Inc.

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About Landon Brett Matkins

Landon Matkins is a financial advisor who has been in the industry since 1998. Landon is currently registered with Smbc Nikko Securities America, Inc. in New York, NY. Previously, Landon was registered with HSBC Securities (USA) INC., RBS Securities Inc., UBS Securities LLC, First Union Securities, Inc., and First Union Capital Markets Corp. Landon holds a Series 7, Series 24, Series 63, Series 79TO and SIE licenses and has been registered in all 50 states.

Firm Information

Landon Matkins is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Landon Matkins’s Registration & Firm History

NY

04/14/2022 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

05/28/2015 - 10/30/2020

HSBC SECURITIES (USA) INC. (NEW YORK NY)

CT

10/13/2009 - 05/19/2015

RBS SECURITIES INC. (STAMFORD CT)

CT

07/24/2000 - 05/27/2008

UBS SECURITIES LLC (STAMFORD CT)

MO

10/01/1999 - 07/07/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

02/02/1998 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

09/29/1995 - 02/02/1998

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/08/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Landon Brett Matkins.
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