Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Yoshihisa Nishida is a financial advisor who has been in the industry since 2000. Currently, Lance is registered with LPL Financial LLC. Prior to joining LPL Financial LLC, Lance was registered with IFMG SECURITIES, INC., DFC INVESTOR SERVICES, DUERR FINANCIAL CORPORATION, FISERV INVESTOR SERVICES, INC., NEW ENGLAND SECURITIES and NYLIFE SECURITIES INC. Lance is licensed to provide investment advice and securities services in California, Hawaii, Nevada and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
HI
03/04/2008 - Present
LPL Financial LLC (HONOLULU HI)
HI
08/01/2007 - 03/04/2008
IFMG SECURITIES, INC. (HONOLULU HI)
HI
01/07/2004 - 08/10/2007
DFC INVESTOR SERVICES (HONOLULU HI)
CA
05/01/2002 - 01/07/2004
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
TX
03/22/2002 - 05/01/2002
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NY
09/11/2000 - 12/21/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
03/05/1998 - 11/05/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 06/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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