Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Gardner is a financial advisor at Principal Securities, Inc., with over 27 years of experience in the industry. Lance specializes in helping individuals, families, and businesses develop financial plans and strategies to reach their goals. Lance holds both Series 6 and 7 licenses and has a Series 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
03/08/2021 - Present
Principal Securities, Inc. (West Des Moines IA)
IA
11/04/2010 - 10/31/2011
LPL FINANCIAL LLC (AMES IA)
IA
12/16/2008 - 11/11/2010
PRINCOR FINANCIAL SERVICES CORPORATION (AMES IA)
IA
06/02/2003 - 12/17/2008
CAPITAL FINANCIAL SERVICES, INC. (AMES IA)
ND
05/06/1994 - 06/02/2003
ARM SECURITIES CORPORATION (MINOT ND)
BOTH
Issued 08/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/10/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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