Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance William Berg is a financial professional with over 12 years of experience in the financial services industry. Lance William Berg is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds Series 63, Series 7, and SIE licenses. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Lance William Berg worked at BANCWEST INVESTMENT SERVICES, INC., BLACKROCK FUND DISTRIBUTION COMPANY, and BARCLAYS GLOBAL INVESTORS SERVICES. Lance William Berg has experience working with individuals, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/10/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CA
05/01/2013 - 01/12/2018
BANCWEST INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
CA
07/29/2008 - 11/04/2011
BLACKROCK FUND DISTRIBUTION COMPANY (SAN FRANCISCO CA)
CA
06/15/2004 - 12/31/2008
BARCLAYS GLOBAL INVESTORS SERVICES (SAN FRANCISCO CA)
BC
Issued 10/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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