Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Roe has been in the financial industry since February 1991. Lance is currently registered with LPL Financial LLC in Charlotte, Michigan. Lance has a strong background in the industry, having previously worked at several firms, including OSAIC INSTITUTIONS, INC., FIFTH THIRD SECURITIES, INC., LEONARD & COMPANY, LPL FINANCIAL CORPORATION, IFMG SECURITIES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION, NATIONAL PLANNING CORPORATION, W. S. GRIFFITH & CO., INC., SECURITIES AMERICA, INC., PRUDENTIAL SECURITIES INCORPORATED, LEHMAN BROTHERS INC., and MCLAUGHLIN, PIVEN, VOGEL INC. Lance holds a Series 7 and Series 63 license, as well as a Series 65 license. Lance provides financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/15/2024 - Present
LPL Financial LLC (CHARLOTTE MI)
MI
09/05/2012 - 02/13/2024
OSAIC INSTITUTIONS, INC. (CHARLOTTE MI)
MI
05/16/2011 - 09/06/2012
FIFTH THIRD SECURITIES, INC. (MASON MI)
MI
04/15/2010 - 05/17/2011
LEONARD & COMPANY (JACKSON MI)
MI
03/04/2008 - 03/22/2010
LPL FINANCIAL CORPORATION (JACKSON MI)
MI
07/26/2004 - 03/04/2008
IFMG SECURITIES, INC. (JACKSON MI)
CA
07/10/2001 - 07/28/2004
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
11/11/1998 - 06/09/2000
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CT
10/11/1996 - 09/02/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NE
02/17/1995 - 07/29/1996
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
05/18/1992 - 01/31/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/27/1989 - 06/12/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
07/11/1989 - 11/08/1989
MCLAUGHLIN, PIVEN, VOGEL INC. (NEW YORK NY)
IA
Issued 12/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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