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Lance Trent Judd

Purshe Kaplan Sterling Investments

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About Lance Trent Judd

Lance Judd is a financial advisor at Purshe Kaplan Sterling Investments in Auburn Hills, Michigan. Lance has been in the financial services industry since 1997. Lance is licensed to provide financial advice in Michigan. Lance is a Series 7, Series 6, and Series 63 registered representative. Lance has been a registered representative with Purshe Kaplan Sterling Investments since 2020. Lance previously worked for Michigan Securities, Inc., EDI Financial, Inc., Portfolio Asset Mgt/USA Financial Group Inc., USA Financial Group, Inc., Dean Witter Reynolds Inc., E. F. Hutton & Company Inc., and First of Michigan Corporation.

Firm Information

Lance Judd is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lance Judd’s Registration & Firm History

MI

09/18/2023 - Present

Purshe Kaplan Sterling Investments (Auburn Hills MI)

MI

06/15/2020 - 09/12/2023

PURSHE KAPLAN STERLING INVESTMENTS (Auburn Hills MI)

MI

02/19/2008 - 07/14/2020

MICHIGAN SECURITIES, INC. (AUBURN HILLS MI)

NA

11/08/1994 - 12/15/1994

EDI FINANCIAL, INC.

NA

02/22/1993 - 11/01/1993

PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.

NA

02/15/1991 - 12/31/1991

USA FINANCIAL GROUP, INC.

NA

08/29/1986 - 09/24/1990

DEAN WITTER REYNOLDS INC.

NA

11/02/1982 - 09/16/1986

E. F. HUTTON & COMPANY INC

NA

10/23/1980 - 04/05/1982

FIRST OF MICHIGAN CORPORATION

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Licenses & Designations

BC

Issued 04/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 03/02/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lance Trent Judd.
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