Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Todd Smith is a financial advisor with LPL Financial LLC. Lance has been in the financial services industry since 1996. Lance is registered with both the Securities and Exchange Commission (SEC) and FINRA. Lance is licensed to provide investment advice in Arkansas, California, Iowa, New Mexico, Oklahoma, Oregon, and Texas. Lance is a licensed representative in Oklahoma and Texas. Lance's primary office location is in Lawton, Oklahoma. Lance provides advisory services including financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OK
06/27/2012 - Present
LPL Financial LLC (LAWTON OK)
OK
05/02/2003 - 03/22/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (LAWTON OK)
MO
01/12/1998 - 05/05/2003
EDWARD JONES (ST. LOUIS MO)
NY
05/22/1995 - 04/10/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
01/10/1995 - 03/29/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/10/1995 - 03/29/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/18/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/30/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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