Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Terrell Hutchins is a financial advisor registered with UBS Financial Services Inc. Lance has been in the industry since 1992 and has experience with Morgan Stanley, Citigroup Global Markets Inc., Bank United Securities Corp., Woodlands Securities Corporation and Transamerica Fund Distributors, Inc. Lance holds multiple securities licenses including Series 6, 7, 31 and 63. Lance is also a registered investment advisor and holds Series 65. Lance specializes in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
02/20/2015 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
06/01/2009 - 03/05/2015
MORGAN STANLEY (HOUSTON TX)
TX
04/15/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
TX
05/22/1995 - 04/18/1997
BANK UNITED SECURITIES CORP. (HOUSTON TX)
NE
02/16/1994 - 05/16/1995
WOODLANDS SECURITIES CORPORATION (OMAHA NE)
TX
07/15/1991 - 08/12/1993
TRANSAMERICA FUND DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 06/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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