Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Tacquard is an investment advisor representative with LPL Financial LLC in Phoenix, AZ. Lance has been in the financial services industry since 1997 and holds Series 7, 9, 10, 24, 63, and 65 licenses. Lance has previously worked with TD Ameritrade, Inc., Northwestern Mutual Investment Services, LLC, Chase Investment Services Corp., USAA Financial Advisors, Inc., Allstate Financial Services, LLC, TD Waterhouse Investor Services, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Lance specializes in providing financial planning, portfolio management, and other non-discretionary advisory services to individuals, businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
02/03/2025 - Present
LPL Financial LLC (TEMPE AZ)
CA
07/21/2010 - 10/15/2021
TD AMERITRADE, INC. (SAN DIEGO CA)
CA
02/23/2010 - 06/14/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN DIEGO CA)
AZ
06/20/2008 - 01/21/2010
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
AZ
11/14/2007 - 03/18/2008
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
FL
09/10/2004 - 03/24/2007
ALLSTATE FINANCIAL SERVICES, LLC (PALM BEACH GARDENS FL)
NE
03/21/1998 - 03/22/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MN
03/18/1997 - 10/13/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/18/1997 - 10/13/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/25/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2024
Series 24 - General Securities Principal Examination
BC
Issued 01/10/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/10/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/10/2024
Series 4 - Registered Options Principal Examination
BC
Issued 01/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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