Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Sussman is a financial professional with over 3 years of experience in the financial services industry. Lance is currently registered with Fidelity Brokerage Services LLC and previously worked with Vanguard Marketing Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC. Lance holds the Series 7TO, Series 6TO, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
09/08/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
09/09/2021 - 08/26/2022
VANGUARD MARKETING CORPORATION (MALVERN PA)
NJ
09/14/2020 - 05/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
04/20/2019 - 09/02/2020
J.P. MORGAN SECURITIES LLC (MONROE NJ)
BC
Issued 05/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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