Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Shafer is a financial professional with over 17 years of experience in the industry. Lance has a strong background in securities and investments, having worked with firms such as TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc. Lance currently works with Axos Clearing LLC. Lance is registered with the state of Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
04/03/2019 - Present
Axos Clearing LLC (Omaha NE)
NE
08/25/2009 - 06/01/2018
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
04/22/2006 - 08/03/2017
TD AMERITRADE, INC. (OMAHA NE)
NE
10/07/2005 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 10/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/20/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 06/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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