Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lance? Claim Your ProfileLance Auger is a registered representative with Fidelity Brokerage Services LLC. Lance has been in the securities industry since January 17, 2000 and holds the Series 63, Series 7, Series 9, Series 10, and SIE licenses. Lance is currently located in Merrimack, New Hampshire. Lance was previously registered with Fidelity Brokerage Services LLC in Smithfield, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
12/14/2006 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
RI
12/07/1998 - 11/01/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 12/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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